Security Council Resolution 1441


CND: QC opinion 
 
http://www.cnduk.org/briefing/opinion.htm

IN THE MATTER OF THE POTENTIAL USE OF ARMED FORCE BY THE UK AGAINST 
IRAQ AND IN THE MATTER OF RELIANCE FOR THAT USE OF FORCE ON UNITED 
NATIONS SECURITY COUNCIL RESOLUTION 1441

_______________

OPINION

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1. We are asked to advise the Campaign for Nuclear Disarmament on
whether the United Kingdom (UK) can rely on United Nations Security Council
Resolution 1441 (SCR 1441), which was adopted on 8 November 2002, to use
force against Iraq.

Summary of advice

2. In summary our opinion is that:

(1) Security Council Resolution 1441 does not authorise the use of force by
member states of the UN.

(2) The UK would be in breach of international law if it were to use force
against Iraq in reliance on Resolution 1441 without a further Security
Council Resolution.

The text of the resolution

3. SCR 1441 was sponsored jointly by the UK and the United States (US).
The resolution states at paragraph 1 that the Security Council acting under
Chapter VII of the United Nations Charter

"Decides that Iraq has been and remains in material breach of its
obligations under relevant resolutions, including resolution 687 (1991), in
particular through Iraq's failure to cooperate with United Nations
inspectors and the IAEA, and to complete the actions required under
paragraphs 8 to 13 of resolution 687 (1991;".

4. Consequently SCR 1441 offers Iraq a 'final opportunity to comply with
its disarmament obligations' and sets up what is described at paragraph 2 as

'an enhanced inspection regime with the aim of bringing to full and verified
completion the disarmament process established by resolution 687 (1991) and
subsequent resolutions of the Council'.

5. Paragraphs 4, 11 and 12 of SCR 1441 deal with the event of
non-compliance by Iraq with the terms of the resolution. By these paragraphs
the Security Council

"4. Decides that false statements or omissions in the declarations submitted
by Iraq pursuant to this resolution and failure by Iraq at any time to
comply with, and cooperate fully in the implementation of, this resolution
shall constitute a further material breach of Iraq's obligations and will be
reported to the Council for assessment in accordance with paragraphs 11 and
12 below;

11. Directs the Executive Chairman of UNMOVIC and the Director-General of
the IAEA to report immediately to the Council any interference by Iraq with
inspection activities, as well as any failure by Iraq to comply with its
disarmament obligations, including its obligations regarding inspections
under this resolution;

12. Decides to convene immediately upon receipt of a report in accordance
with paragraphs 4 or 11 above, in order to consider the situation and the
need for full compliance with all of the relevant Council resolutions in
order to secure international peace and security".

6. By paragraph 13 of SCR 1441 the Security Council

"Recalls, in that context, that the Council has repeatedly warned Iraq that
it will face serious consequences as a result of its continued violations of
its obligations".

Background to the resolution

The draft resolutions

7. A draft of the resolution was first circulated at the United Nations at
the beginning of October. That first draft contained the following
paragraph:

"The Security Council...

Determined to secure full compliance with its decision

Acting under Chapter VII of the Charter of the United Nations...

Decides that false statements or omissions in the declaration submitted by
Iraq to the Council and the failure by Iraq at any time to comply and
cooperate fully in accordance with the provisions laid out in this
resolution, shall constitute a further material breach of Iraq's
obligations, and that such breach authorises member states to use all
necessary means to restore international peace and security in the area."
(Emphasis added)

8. This paragraph was highly controversial, receiving the notable
opposition of Russia and France, two of the five permanent members of the
Security Council. As a result, on 23 October 2002, the UK and US presented a
draft to the Security Council which had been modified to remove any
reference to authorisation to 'member states to use all necessary means'.
The paragraph (which was now paragraph 4) read instead:

 - 4. Decides that false statements or omissions in the declarations submitted
by Iraq pursuant to this resolution and failure by Iraq at any time to
comply with, and cooperate fully in the implementation of, this resolution
shall constitute a further material breach of Iraq's obligations.

9.  In addition paragraph 12 was inserted into the resolution.

10. Further negotiations and discussions amongst the Security Council
members led to a new draft being submitted to the Security Council on 6
November 2002. That draft was identical to the form of the resolution which
was finally adopted save for two changes. Paragraph 4 stated that a breach
of Iraq's obligations would "be reported to the Council for assessment in
accordance with paragraphs 11 or 12 below"; and paragraph 12 concluded with
the words "in order to restore international peace and security."

Statements of the Ambassadors to the UN

11. Following the adoption of SCR 1441 on 8 November 2002 the ambassadors
to the United Nations from the 15 members of the Security Council made
public statements including the following.

12. Ambassador Greenstock from the UK stated:

"... .We heard loud and clear during the negotiations the concerns about
"automaticity" and "hidden triggers" - the concern that on a decision so
crucial we should not rush into military action; that on a decision so
crucial any Iraqi violations should be discussed by the Council. Let me be
equally clear in response, as a co-sponsor with the United States of the
text we have adopted. There is no "automaticity" in this Resolution. If
there is a further Iraqi breach of its disarmament obligations, the matter
will return to the Council for discussion as required in Operational
Paragraph 12. We would expect the Security Council then to meet its
responsibilities... .

if Iraq chooses defiance and concealment, rejecting the final opportunity it
has been given by the Council in Operational Paragraph 2, the UK - together,
we trust, with other Members of the Security Council - will ensure that the
task of disarmament required by the Resolutions is completed."

13. Ambassador Negroponte from the US stated:

"As we have said on numerous occasions to Council members, this Resolution
contains no "hidden triggers" and no "automaticity" with respect to the use
of force.  If there is a further Iraqi breach, reported to the Council by
UNMOVIC, the IAEA, or a member state, the matter will return to the Council
for discussions as required in paragraph 12.   The Resolution makes clear
that any Iraqi failure to comply is unacceptable and that Iraq must be
disarmed.  And one way or another, Mr. President, Iraq will be disarmed.  If
the Security Council fails to act decisively in the event of a further Iraqi
violation, this resolution does not constrain any member state from acting
to defend itself against the threat posed by Iraq, or to enforce relevant UN
resolutions and protect world peace and security."[1]

14. The statements from the ambassadors of France, Russia and China, in
common with those of many other of 15 Security Council members, welcomed the
inclusion in the resolution of the 'two-stage approach' whereby the Security
Council in the words of the French ambassador 'maintains control of the
process at each stage', and the absence of all traces of 'automaticity'. In
a later joint statement issued on 8 November 2002 France, Russia and China
stated

"Resolution 1441 (2002) adopted today by the Security Council excludes any
automaticity in the use of force. In this regard, we register with
satisfaction the declarations of the representatives of the United States
and the United Kingdom confirming this understanding in their explanations
of vote, and assuring that the goal of the resolution is the full
implementation of the existing Security Council resolutions on Iraq's
weapons of mass destruction disarmament. All Security Council members share
this goal.

In case of failure by Iraq to comply with its obligations, the provisions of
paragraphs 4, 11 and 12 will apply. Such failure will be reported to the
Security Council by the Executive Chairman of UNMOVIC or the Director
General of the IAEA. It will be then for the Council to take position on the
basis of that report.

Therefore, this resolution fully respects the competences of the Security
Council in the maintenance of international peace and security, in
conformity with the Charter of the United Nations."

Press statements of  UK Ministers

15. Despite these clear statements on the meaning of SCR 1441, several
Ministers of the UK Government and US officials have indicated that, in the
event of non-compliance with SCR 1441 by Iraq, the UK and the US would be
entitled to take military action against Iraq even without a further
Security Council resolution.

16. Colin Powell is reported[2] as saying: "The United States believes
because of past material breaches, current material breaches and new
material breaches there is more than enough authority for it to act....I can
assure you if he doesn't comply this time we are going to ask the UN to give
authorisation for all necessary means, and if the UN  isn't willing to do
that, the United States with like-minded nations will go and disarm him
forcefully."

17. Jack Straw, meanwhile, stated on 10 November 2002 that: 'military
action is bound to follow if Saddam Hussein does not fully cooperate with
the terms of this resolution'[3].

18. Furthermore, in response to MPs' questions[4] on the resolution in the
House of Commons on 7 November 2002 Mr Straw stated,

"I do not want to anticipate what will happen if there is a breach, except
to say that although we would much prefer decisions to be taken within the
Security Council, we have always made it clear that within international law
we have to reserve our right to take military action, if that is required,
within the existing charter and the existing body of UN Security Council
resolutions, if, for example, a subsequent resolution were to be vetoed."[5

Issues

19. The question therefore arises from the statements set out above to what
extent the UK is entitled to rely on either:

The question therefore arises from the statements set out above to what
extent the UK is entitled to rely on either:

1) SCR 1441,

2) The existing body of UN Security Council resolutions,

3) The UN Charter, and/or

4) Customary International law

as the basis for the use of force against Iraq, without a further Security
Council resolution.

20. Peacerights has already received an opinion on the extent to which the
UK can rely on the existing body of UN Security Council resolutions, the UN
Charter and/or customary international law as authorising the use of force
without a Security Council Resolution. That opinion concluded:

(1) The use of force against Iraq would not be justified under
international law unless:

(a) Iraq mounted a direct attack on the United Kingdom or one
of its allies and that ally requested the United Kingdom's assistance; or

(b) an attack by Iraq on the United Kingdom or one of its
allies was imminent and could be averted in no way other than by the use of
force; or

(c) the United Nations Security Council authorised the use of
force in clear terms.

(2) Iraq has not attacked the United Kingdom or one of its
allies, and no evidence is currently available to the public that any attack
is imminent.

(3) Existing Security Council resolutions do not authorise the
use of force against Iraq. Such force would require further clear
authorisation from the Security Council.

(4) At present The United Kingdom is therefore not entitled,
in international law, to use force against Iraq.

21. We adopt that opinion which is attached (OP1).  We also note the views
of Professor Colin Warbrick after an inquiry into these issues on 11 October
2002, which in substance accord with ours (that document is also attached).

22. In this advice therefore we will address only the question of whether
the UK can rely on SCR 1441 as authorising the use of force..

Legal Background

23. As pointed out in OP1 at paragraphs 6- 14 the United Nations Charter
provides the framework for the use of force in international law.

24. Article 1 states:

"The Purposes of the United Nations are:

(1) To maintain international peace and security, and to that end: to take
effective collective measures for the prevention and removal of threats to
the peace, and for the suppression of acts of aggression or other breaches
of the peace, and to bring about by peaceful means, and in conformity with
the principles of justice and international law, adjustment or settlement of
international disputes or situations which might lead to a breach of the
peace."

25. Articles 2(3) and 2(4) then set out the fundamental principles
governing the settlement of international disputes and the use of force.
Article 2(4) states:

"All Members shall refrain in their international relations from the threat
or use of force against the territorial integrity or political independence
of any state, or in any other manner inconsistent with the Purposes of the
United Nations."

26. In classifying the prohibition on the use of force contained in
Article 2(4) as a principle of customary international law, the
International Court of Justice (Nicaragua v United States, [1986] ICJ
Reports 14, at para 190) referred to the widely held view that this
principle was ius cogens, in other words a peremptory norm of international
law from which states cannot derogate.

27. Chapter V of the Charter governs the constitution and powers of the
Security Council. Article 24 of the Charter states:

1. In order to ensure prompt and effective action by the United
Nations, its Members confer on the Security Council primary responsibility
for the maintenance of international peace and security, and agree that in
carrying out its duties under this responsibility the Security Council acts
on their behalf.

2. In discharging these duties the Security Council shall act in
accordance with the Purposes and Principles of the United Nations. The
specific powers granted to the Security Council for the discharge of these
duties are laid down in Chapters VI, VII, VIII and XII... .

28. Chapter VII confers on the Security Council the duty of determining
the existence of any threat to the peace, breach of the peace, or act of
aggression, and the duty of deciding what action should be taken to maintain
or restore international peace and security (Article 39).

29. Article 41 gives the Security Council the power to take peaceful
measures to give effect to its decisions, and by Article 42, where the
Security Council considers that those measures would be, or have proved to
be, inadequate it may take such action by air, sea, or land forces as may be
necessary to maintain or restore international peace and security.

30. Chapter VII[6] originally envisaged that the Security Council would
carry out such enforcement action itself using the armed forces of Member
States[7]. As a consequence there is no express authority for the Security
Council to delegate to Member States the competence to carry out enforcement
action under their own command and control (see Danesh Sarooshi, The United
Nations and the Development of Collective Security, 1999, at p143).

31. The only express reference in Chapter VII to the use of force by
Member States acting alone is at Article 51 which states: "Nothing in the
present Charter shall impair the inherent right of individual or collective
self-defence if an armed attack occurs against a Member of the United
Nations, until the Security Council has taken measures necessary to maintain
international peace and security."

32. Nonetheless a practice has arisen of authorising Member States to
carry out enforcement action on the Security Council's behalf. It is
important to emphasise, however, that there is no express authority in the
UN Charter for Member States to carry out actions under Article 42 either
with or without a Security Council Resolution.

Does SCR 1441 authorise the use of force?

Express authorisation

33. It is clear that SCR 1441 does not expressly authorise Member States
to use force in the event of non-compliance. A study of resolutions adopted
by the Security Council, including Resolution 678, shows that that the
language used to authorise force is bold and consistent. Member states are
'authorised' to 'use all necessary means' or 'take all necessary measures'
in pursuit of a specified goal.[8]  (See OP1 at paragraph 52).

34. As can be seen from the excerpts of the draft resolutions set out
above, the UK and the US sought express authorisation in such terms in the
first draft of their resolution. Such express authorisation is manifestly
lacking in the final draft.  This was for reasons which the other Security
Council permanent members Russia, China and France made clear: they did not
want the resolution to authorise force.

35. Instead SCR 1441 provides at paragraphs 4, 11 and 12 that in the event
of non-compliance the matter will be referred to the Security Council, which
will convene to consider the need for full compliance with all of the
relevant Security Council resolutions. This clearly contemplates that it is
the Security Council which will decide on any further action to be taken
against Iraq.

36. Paragraph 13 states that the Security Council "Recalls, in that context,
that the Council has repeatedly warned Iraq that it will face serious
consequences as a result of its continued violations of its obligations." We
consider that the words 'in that context', which appeared first in the 6
November draft, clearly indicate that any serious consequences which Iraq
will face are to be decided upon in the context of the discussion by the
Security Council envisaged by paragraph 12.  In any event, we are of the
view that the phrase "serious consequences" does not itself authorise the
use of force but is a reference to previous warnings which this part of the
Resolution "recalls".

Implicit authorisation

37. OP1 at paragraphs 40- 76 addresses the arguments put forward by the
UK and the US in the past that the Security Council resolutions previously
adopted in respect of Iraq provide authorisation either expressly or
impliedly for the resumption of the use of force against Iraq.

38. In particular OP1 describes at paragraph 58 the debate over whether
Resolution 1154 gave Member States the automatic right to use force in the
event of non-compliance. On that occasion no agreement was reached on the
issue with the UK and the US maintaining that they did have such a right and
other members such as Russia explicitly rejecting the argument that
'automaticity' was included in the resolution.

39. It appears to be because of the subsequent attempt of the UK and the
US to invoke Resolution 1154 together with Resolutions 678 and 1205 as
authority for its use of force (see OP1 paragraph 61) that Russia, France
and China insisted on detailed changes to the final draft of SCR 1441 to
ensure the same arguments could not be used again. On this occasion, as can
be seen above, agreement was reached on the issue of "automaticity" and
"hidden triggers" with Russia, China, France, and even the UK and the US
ambassadors agreeing that both were absent from SCR 1441.

40. It would be extraordinary if, having failed to obtain an express
authorisation for the use of force, having incorporated minute changes to
the final draft whose sole purpose was to exclude the possibility of
'automaticity' and 'hidden triggers' and to preserve the role of the
Security Council, and having publicly agreed in their explanation of the
vote for adoption of SCR 1441 that there was no such implied authorisation
for force, the UK and the US were to be able to use SCR 1441 as authority
for the use of force without a further Security Council Resolution.

41. For the reasons set out below and in OP1 our view is that any use of
force by the UK in reliance on SCR 1441 without a further Security Council
Resolution would be a violation of the Purposes of the UN Charter set out in
Article 1, and of Article 2(4).

The Charter

42. OP1 at paragraphs 60-70 sets out the reasons why use of implied
authorisation of force is in conflict with the fundamental objectives of the
Charter set out in Articles 1 and 2 to preserve peace and to prohibit force
save in specified circumstances.  First, the fundamental nature of the
prohibition against the use of force in Article 2(4) means that any
ambiguities in interpretation should be resolved in favour of that
prohibition. Secondly, the power given to the Security Council alone under
Chapter VII to decide to use force to restore peace is intended to ensure
that any decisions on the use of force are reached collectively. The implied
authorisation arguments of the UK and the US permits states to make
unilateral decisions on the use of force, which is precisely what Chapter
VII and the Charter as a whole are designed to avoid.

43. Furthermore, as pointed out above, it is only the Security Council
which has the power under Article 39 to determine whether there has been a
breach of the peace or threat to the peace and to decide whether to take
action under Articles 41 and 42.

44. Danesh Sarooshi argues that, since the Security Council is exercising
powers delegated to it by Member States under Article 24 of the UN Charter,
powers which it must exercise in compliance with the Purposes and Principles
of the United Nations, it cannot delegate certain of its functions under
Chapter VII to a Member State, and must retain a tight control on those
functions which it does delegate (Danesh Sarooshi, The United Nations and
the Development of Collective Security, 1999, at pp154-5; see also Niels
Blokker, Is the Authorisation Authorised? Powers and Practice of the UN
Security Council to Authorise the Use of Force by 'Coalitions of the Able
and Willing' EJIL 2000 Vol 11 No 3 at 552). Sarooshi also argues that the
limitations on delegation mean that the terms of a resolution which
delegates Chapter VII powers are to be interpreted narrowly.  We agree.

45. It is clear that a practice has grown up of delegating the carrying
out of enforcement action to Member States, but it is equally clear that in
so doing the Security Council has increasingly sought to retain overall
control of the operation with clear mandates, time-limited authorisations
and reporting requirements (See Blokker, ibid, at 561-5).

46. In our view the implied authorisation arguments put forward by the UK
and the US would undermine the control exercised by the Security Council
which is an essential feature of lawful delegation under the Chapter VII.
These arguments would effectively allow Member States to take unilateral
decisions on the interpretation of resolutions, reading into them
authorisation to take action which does not appear clearly on the face of
the resolution. This leaves the Security Council with little or no control
of the functions it has delegated and, in our view, unacceptably waters down
the protections built into Chapter V and VII which enshrine the principle of
collective decision-making.

47. The fact that states have sought to rely on implied authorisation in
circumstances where Members of the Security Council have made it quite clear
in adopting the resolution that they do not intend that authorisation to be
present only emphasises the flawed nature of the argument.

48. We conclude therefore that both the fundamental objectives and the
constitutional framework of the Charter mean that the use of force by a
Member State is not justified unless the Security Council authorises it in
the clearest of terms. Use of force without such clear authorisation would
therefore violate international law.

Interpretation of resolutions under Chapter VII

49. For the reasons set out above and in OP1 at paragraphs 60-70, we
consider that an implied authorisation to use force is not compatible with
the framework and the objectives of the Charter. Even if such implied
authorisation were in principle compatible with the Charter it is in our
view clear both from the terms of SCR 1441 and from the discussions of the
Security Council members prior to the adoption of SCR 1441 that
authorisation to use force cannot be derived from the terms of this
particular resolution.

50. As stated above paragraphs 4, 11 and 12 of SCR 1441 provide a clear
mechanism in the event of Iraq's non-compliance with its obligations under
SCR 1441. Given that there is such a clear mechanism on the face of the
resolution it is difficult to see on what basis it could be argued that an
alternative mechanism should be implied into the resolution.

51. Furthermore, while the Ambassadors' statements set out above are not
a definitive guide to their meaning, they provide the strongest possible
evidence of the intentions of the Security Council members in adopting SCR
1441. In the Namibia Advisory Opinion, (1971) ICJ Reports 15, at p 53 the
International Court of Justice stated that the language of a resolution
should be carefully analysed before a conclusion could be made as to its
binding effect under Article 25 of the Charter. The question of whether the
powers under Article 25 had been exercised was to be determined "having
regard to the terms of the resolution to be interpreted, the discussions
leading to it, the Charter provisions invoked and, in general all
circumstances that might assist in determining the legal consequences of the
resolution... ."

52. We consider that the same exercise should be employed where the terms 
of a resolution are ambiguous or unclear. The suggestion that ambiguity or 
uncertainty should permit Member States to reach a unilateral view on the 
meaning of a resolution is in our view untenable. If the discussions and 
revisions leading up to the adoption of SCR 1441 are taken into account, 
it is clear that they rule out any arguments to the effect that paragraphs 
such as paragraph 13, which warns of serious consequences, and paragraph 2, 
which talks of affording Iraq a final opportunity, implicitly authorise 
the use of force.

53. On the basis of the arguments set out above we consider that any
attempt by the UK to rely on SCR 1441 as the basis for taking military
action against Iraq without a further Security Council resolution would be
in violation of the terms both of the Charter.

54. We consider briefly below some of the other arguments which the UK and
the US have hinted they might use if a further Security Council resolution
were not forthcoming in the event of Iraq's non-compliance with SCR 1441.

The 'Material breach' argument

55. SCR 1441 at paragraph 1 declares Iraq to be in material breach of its
obligations under relevant resolutions and at paragraph 4 states that Iraq's
failure to comply with this resolution shall be a further material breach.

56. Colin Powell has stated that 'past material breaches, current material
breaches and new material breaches' provide more than enough authority for
the US to act even without a fresh Security Council resolution. The UK
approach is more muted but Jack Straw in his response to MPs' questions set
out above indicates that he believes that the UK has the right to act within
the Charter and the existing body of UN resolutions.

57. OP1 at paragraphs 71- 76 addresses the material breaches argument and
concludes at paragraph 76 that neither breaches of the cease-fire agreement
nor breaches of any other resolution authorise the unilateral use of force.

58. It is important to emphasise in this regard that there is no
authority anywhere in the Charter for a Member State to decide to use force
in order to enforce against breaches of Security Council resolutions. On the
contrary that power is reserved to the Security Council at Article 42. It is
only with an express delegation of that power that a Member State may use
force against another Member State to force it to comply with a Security
Council resolution.

59. Without that authorisation any use of force would be in clear
contravention of the basic principle prohibiting the use of force in Article
2(4) of the Charter.

Authorisation in the event of the Security Council's failure to reach a
resolution

60. Both UK and US ambassadors to the UN and government ministers have made
statements saying they expect the Security Council to 'meet its
responsibilities' (Ambassador Greenstock). Jack Straw in his answer to MPs'
questions set out above alluded to the right to use force in the event of a
veto of a further resolution from the Security Council.

61. It is plain that this is not the correct approach to the interpretation
of the Charter. It is the Security Council which is the final arbiter of
whether to take measures and what measures to take under Articles 39, 41 and
42. As explained above and in OP1 this collective decision-making process is
at the heart of the powers conferred on the Security Council by the Charter.
It would be in contradiction to the fundamental objectives and the framework
of the Charter for a Member State to review the decisions of the Security
Council and take action in its stead if it does not agree with them.

62. Professor Colin Warbrick, at page 14 of his opinion, states,

"I am particularly sceptical of claims that the failure of diplomacy
justifies resort to force "as a last resort". The whole process of the
development of international law from the Kellogg-Briand Pact through the
Charter and General Assembly Resolution 2625 demonstrates a trend to the
contrary, a trend confirmed by the ICJ in the Nicaragua case. Nor do I find
convincing in legal terms the claim that if a new resolution authorising the
use of force fails to be passed by the Security Council (whether or not
because of the veto), some residual right of individual States to secure
Iraq's compliance with its obligations then emerges."

Why does SCR 1441 not expressly require the US and the UK to obtain a new
resolution?

63. Some reports have suggested that government officials are asserting that
the fact that there is no language in SCR 1441 explicitly ruling out the use
by the UK or the US of force without a further Security Council resolution
means that they are not "handcuffed" by the SCR 1441 into obtaining such a
resolution[9]. In our view, this argument is flawed.  Jules Lobel and
Michael Ratner address a similar argument adopted by the US in relation to
Resolution 1154: "the failure to adopt a resolution opposing US action
cannot be deemed dispositive when any such resolution would have been
fruitless in the face of the US and UK veto power. Still the Council did the
next best thing: it adopted a resolution that did not provide the United
States with the authority it sought and the members stated their
understanding that the resolution was intended to preclude any such
authority." (Bypassing the Security Council: Ambiguous Authorisations to use
Force, Cease-fires and the Iraqi Inspection Regime.' [1999] AJIL 124).

64. In any event, in our view, for the reasons set out above, it is
unnecessary to insert wording in a resolution expressly requiring Member
States to obtain an authorisation to use force, when the Charter makes it
quite clear that with the exception of the inherent right of self-defence in
Article 51[10], only the Security Council can make a decision to use force
and only in the circumstances set out in Chapter VII.

65. The US Ambassador may be right when he says that SCR 1441 itself 'does
not constrain any member state from acting to defend itself against the
threat posed by Iraq, or to enforce relevant UN resolutions and protect
world peace and security' (see above). Member states are, however,
constrained as explained above and in OP1 by customary international law and
by the UN Charter.

The preamble

66. We have also been asked to consider whether the wording of the preamble
in particular paragraphs 4, 5, 10 and 11 allows the UK to use force without
a further resolution. The preamble to a resolution may be used as a tool of
interpretation of the operative part of the resolution (see Namibia Advisory
Opinion at p 53) but carries no operative force itself. This means that it
cannot be relied upon to authorise action of any kind. Nor in our view may
it be used to reinterpret resolutions previously adopted. Their meanings
must be assessed according to their terms and the discussions which led up
to their adoption.

67. For the reasons set out above, we consider that it is
clear that SCR 1441 does not authorise military action by a member state
against Iraq.  In our view there is nothing in the preamble which alters
this view. Indeed it is notable that a late insertion into the Preamble was
the commitment of all Member States to the sovereignty and territorial
integrity of Iraq, Kuwait and the neighbouring States.

Rabinder Singh QC

Charlotte Kilroy

15 November 2002

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[1]  It will be noted that the last words used by the Ambassador refer to
the possibility of the use of force outside the scope of authority by a UN
Security Council resolution on two bases: first, self-defence and, secondly,
to enforce UN resolutions.  While the right of self-defence is in principle
recognised in international law, reliance on it will depend on the
particular circumstances in which a state finds itself.  We do not consider
that there is any right in an individual member of the UN or the Security
Council to use force to enforce UN resolutions without clear authorisation
from the Security Council itself.

[2] Daily Telegraph 11 November 2002

[3] In an interview with Radio 4

[4] Hansard 7 November 2002,Col 435; Jack Straw's statement appears to have
been made on the basis of the penultimate draft of the resolution not the
version which was eventually adopted.

[5]  Note the important caveat "within international law".

[6] See Articles 43-49

[7] See Jules Lobel and Michael Ratner 'Bypassing the Security Council:
Ambiguous Authorisations to use Force, Cease-fires and the Iraqi Inspection
Regime.' [1999] AJIL 124 at 126; Danesh Sarooshi, The United Nations and the
Development of Collective Security, 1999, at pp142-3

[8] See inter alia S/Res/940 (Haiti), S/ Res/1264 (East Timor), S/Res/1080
(The Great Lakes)

[9] See Anton La Guardia, 11 November 2002 in the Daily Telegraph

[10]  As in OP1, we have not considered in detail the possibility of
reliance upon another doctrine of international law (the doctrine of
humanitarian intervention), whose precise status and contours are themselves
controversial.  This is because, as we understand it, no state has suggested
that it can be relied upon in present circumstances to justify an attack on
Iraq.



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